How do I patent an idea?

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Innovation fuels progress. But how do you protect your innovative ideas from being copied? The answer may lie in patents. A patent grants you exclusive rights to your invention, safeguarding your intellectual property.

But how do you patent an idea? What steps do you need to take? Can you patent an idea without a prototype? Whether you’re an inventor, entrepreneur, or just someone with a novel idea, Schell IP can help you navigate the patent process.

Understanding Patents and Their Importance

A patent is a legal tool that protects your invention. It gives you the exclusive right to make, use, and sell your invention for a set period.

This protection is crucial for inventors and entrepreneurs. It can prevent others from profiting from your idea. Patents often also add value to your invention or business, making it more attractive to potential partners, investors, or buyers.

Can You Patent an Idea Without a Prototype?

Yes, you can patent an idea without a prototype. The U.S. Patent and Trademark Office (USPTO) does not require a physical prototype for a patent application.

A key determination relates to the novelty of your concept. You also must be able to meet the requirements of disclosure. Your patent application must be written in such a way that it describes your invention so that a person skilled in the same field could reproduce it.

A patent attorney often follows the following steps when working with an inventor:

Step 1: Ensuring that an Idea is Eligible for a Patent

When we start the patenting process, typically we want to make sure that the subject  idea is patentable. In other words, we want to make sure that there isn’t already an existing patent or invention that has already anticipated the concept. We also want to build a strategy to show that the concept that we want to protect isn’t so close to another concept that it would be considered an obvious change to something that already exists.

Relatedly, the U.S. Patent and Trademark Office (USPTO) grants patents for novel, non-obvious, and useful inventions. Here are the key criteria your idea must meet:

  • Novelty: Your idea must be new and not known or used by others.
  • Non-obviousness: Your idea must not be an obvious improvement or variation of an existing invention.
  • Usefulness: Your idea must have a practical application or use.

If your idea meets these criteria, it is likely to be patentable. It is helpful to discuss with an experienced patent lawyer to help you make that determination.

Step 2: Conduct a Thorough Patent Search

Once you’ve determined that you believe that your idea is patentable, you likely will want to conduct a patent search. This involves checking if your concept or a similar one has already been patented.

Prior to meeting with a patent attorney, it helps to use the USPTO’s online database for this search on your own. Wherever possible, you should be thorough and check all possible variations of your idea. If a similar patent exists, your application could be rejected.

You also may want to consult a patent attorney early on during this process to understand how strongly your idea or invention differs in relation to existing patents, and to ensure that you accurately and properly conduct a search. The quality of the search is important; it may be worth it early on to engage with a professional

Step 3: Decide on the Type of Patent You Need

Many first time inventors especially do not appreciate the variations in patent types, patent application types, and the options for patenting available to inventors. There are three types of patents: utility, design, and plant. In some cases, there are also multiple options for the type of patent application that you file. Your patent strategy depends on many factors, especially the type of patent that your invention requires:

  • Utility patents are for new and useful processes, machines, manufactures, or compositions of matter.
  • Design patents cover new, original, and ornamental designs for an article of manufacture.
  • Plant patents are for inventing or discovering and asexually reproducing distinct and new varieties of plants.

Patent applications and strategies are fraught with landmines and should not be approached lightly. For what type of patent you should apply for, we recommend consulting a patent attorney.

Step 4: Prepare Your Patent Application

Preparing your patent application is a crucial step. An experienced patent attorney will help you write a detailed description of your invention and make the appropriate claims about what it does. While you can file a patent on your own, a patent attorney will have more experience with writing various patent applications and ensuring approval. 

The description should be clear and complete. It must describe the invention in a way that others can make and use it. Include any variations of your invention and how it can be used.

The claims section is the most important part of your application. It defines the scope of your patent protection. Your attorney will be specific and clear in the claims to avoid future legal issues.

Step 5: File Your Patent Application with the USPTO

Once your patent application is ready, it’s time to file it with the USPTO. While you can do this online on your own through the USPTO’s Electronic Filing System (EFS), a patent attorney can also file your application. Having an attorney file your patent can help you ensure all the necessary components have been submitted. 

After filing, you’ll receive a receipt and a serial number for your application. Keep these safe as you’ll need them for future reference.

Step 6: Work with a Patent Examiner

After filing your patent application, it will be assigned to a patent examiner. This is a professional at the USPTO who has the job of reviewing your application.

The examiner will check if your idea is new, non-obvious, and useful. They may ask for more information or clarification. Your attorney will respond promptly and accurately to their queries. This step can take several months or even years, so patience is important.

Step 7: Address Any Issues and Finalize Your Patent

During the examination process, the patent examiner may issue an “office action.” This is a document that points out issues with your application. The issues might include that some parts of your idea are not new or that the description is not clear enough.

Your attorney will field these office actions and respond by arguing against the rejections and/or making the necessary changes to your application, especially the claims. Once all issues are resolved, your patent will be deemed allowable. Remember, this process can take time, so don’t be discouraged if you need to go through several rounds of revisions.

Maintaining and Enforcing Your Patent

Once your patent is granted, you must maintain it by paying maintenance fees. This involves paying maintenance fees to the USPTO at regular intervals. If you fail to pay these fees, your patent may expire before its maximum term.

You may also want to enforce your patent. If you discover someone is using your patented idea without permission, you may want to take legal action by filing a lawsuit for patent infringement. In this case, we recommend consulting your patent attorney as they can guide you on the best next steps. Remember, although a patent gives you the right to stop others from making, using, or selling your invention, it’s up to you to enforce this right.

Patenting an idea can be a complex process, but it’s a crucial step in protecting your intellectual property. By understanding the steps involved and consulting a patent attorney you can navigate the process more effectively.

Looking to patent your invention or an idea? Book a free consultation now.

author avatar
Jeff Schell Patent Lawyer, Venture Capitalist
Patent lawyer Jeff Schell is a distinguished figure in Colorado’s legal and entrepreneurial landscapes. He founded and built one of the state's leading patent law practices, Rocky Mountain Patent, which he merged with a top-tier firm in 2018. Schell's innovative spirit extends beyond law; as CEO of TranS1, he steered the company through a transformative period, leading to numerous accolades and one of Colorado's most successful startup exits in 2018. Under his leadership, TranS1 earned accolades such as the Spine Technology Award from Orthopedics This Week and a top 250 revenue ranking from the Denver Business Journal. Schell's ventures also include Proov, a groundbreaking women’s health brand where he played a pivotal role. Proov’s success is marked by multiple patents, features in Forbes, and prestigious awards, including "Best Family Tech at CES" and SXSW Startup of the Year in 2019. The company has garnered millions in funding and earned a spot as one of Colorado's "Companies to Watch." In addition to his entrepreneurial achievements, Schell founded Schell IP and serves as a principal with Nova Launch Partners, focusing on integrating patent law with cutting-edge technology. Recognized by ColoradoBiz Magazine as one of the 25 "Most Influential Young Professionals," Schell's expertise is backed by degrees in economics, engineering, law, and medical informatics. His contributions extend to mentoring for TechStars and Boomtown accelerators and leadership as President of TiE Denver.

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